FRCP · Rule 9

FRCP Rule 9

Quick Answer

What is FRCP Rule 9?

Rule 9 of the Federal Rules of Civil Procedure addresses pleading special matters, including fraud, mistake, and conditions of the mind.

Source: FRCP Rule 9

Official Text
In pleading to a preceding pleading, it is enough to refer to it as being in a previous pleading. The particularity required in averring fraud or mistake must be stated with particularity. Malice, intent, knowledge, or other conditions of a person's mind may be alleged generally.
Plain Language

Rule 9 requires that when a party claims fraud or mistake, they must provide specific details about the claim. However, general allegations about a person's state of mind, like intent or knowledge, can be made without the same level of detail.

Purpose

The purpose of Rule 9 is to ensure that parties provide sufficient detail when alleging certain serious claims so that the opposing party can prepare an adequate response and defend against the allegations.

Key Provisions

9(a)

This section deals with the pleading of capacity, condition, or authority and requires specific allegations concerning the party’s ability to sue or be sued.

9(b)

Under this provision, claims involving fraud or mistake must state the circumstances of the fraud or mistake with particularity, meaning specific details must be provided.

9(c)

This section allows for general allegations of a party's state of mind, such as malice or intent, which do not require the same degree of specificity as fraud or mistake.

Practice Notes
  • Be sure to detail the who, what, when, where, and how when pleading fraud to meet the particularity requirement of Rule 9(b).
  • For claims based on fraud, consider reviewing the factual allegations to ensure they meet the heightened pleading standard to avoid dismissal.
  • When general conditions of the mind are alleged, such as intent or knowledge, remember that these can be pled more generally, but they should still provide context for the claims.
Landmark Cases

Let's Make a Deal, Inc. v. Nulty

In this case, the court emphasized the necessity of specificity in fraud claims under Rule 9(b), elaborating on the six elements necessary to adequately plead fraud.

U.S. ex rel. Modglin v. DJOGlobal Inc.

This case highlighted the strict application of Rule 9(b) regarding the particulars necessary to plead fraud, reiterating that mere conclusory statements do not suffice.

Exam Tip

On exams, be prepared to analyze whether a pleading has met the specificity requirements of Rule 9, especially in context of fraud claims, or to apply the general standards for conditions of the mind.

Related Rules
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