Article VI — Witnesses
Rule 609: Impeachment by Evidence of a Criminal Conviction
What is Impeachment by Evidence of a Criminal Conviction?
Rule 609 allows impeachment with prior criminal convictions, but applies different standards depending on the type of crime and who the witness is. It creates a detailed framework that balances the probative value of convictions against their prejudicial effect.
Source: Fed. R. Evid. 609
Rule Text
For a witness other than the accused in a criminal case, evidence of a conviction for a crime punishable by death or imprisonment for more than one year must be admitted, subject to Rule 403. For the accused in a criminal case, such evidence must be admitted if the probative value outweighs the prejudicial effect to the accused. For any witness, evidence of a conviction for a crime that required proving (or the witness admitting) a dishonest act or false statement must be admitted regardless of punishment. Evidence of a conviction is not admissible if more than 10 years have passed since the conviction or release from confinement (whichever is later), unless the probative value substantially outweighs the prejudicial effect and the proponent gives reasonable written notice. A conviction that has been the subject of a pardon, annulment, or equivalent procedure is generally not admissible. Juvenile adjudications are generally not admissible except in limited circumstances.
Plain English Explanation
Rule 609 allows impeachment with prior criminal convictions, but applies different standards depending on the type of crime and who the witness is. It creates a detailed framework that balances the probative value of convictions against their prejudicial effect.
For crimes involving dishonesty or false statement (crimen falsi) — like perjury, fraud, forgery, and embezzlement — the conviction must be admitted regardless of the punishment and regardless of potential prejudice. Courts have no discretion to exclude these. For felonies (crimes punishable by more than one year of imprisonment), the standard depends on who the witness is. For ordinary witnesses, the conviction comes in subject to Rule 403 balancing (tilted toward admission). For a criminal defendant who takes the stand, the conviction comes in only if probative value outweighs prejudicial effect — this is a stricter standard that tilts toward exclusion to protect the defendant's right to testify.
Convictions older than 10 years (measured from conviction or release, whichever is later) are presumptively inadmissible. They can be admitted only if probative value substantially outweighs prejudice and the proponent gives advance written notice. Pardoned convictions are generally inadmissible, and juvenile adjudications can only be used in narrow circumstances.
Key Points
- 1Crimen falsi (dishonesty/false statement crimes) — must be admitted regardless of punishment; no balancing
- 2Felonies for ordinary witnesses — admissible subject to Rule 403 balancing
- 3Felonies for criminal defendants — admissible only if probative value outweighs prejudicial effect (defendant-protective standard)
- 410-year time limit — older convictions presumptively inadmissible; requires advance notice and 'substantially outweighs' showing
- 5Pardons, annulments, and juvenile adjudications have special restrictive rules
Common Exam Issues
- Identifying whether a crime is one of 'dishonesty or false statement' (crimen falsi) — perjury, fraud qualify; robbery, drug dealing generally do not
- Applying the different balancing standards: 403 for ordinary witnesses vs. the reversed standard for criminal defendants
- The 10-year time limit calculation and when old convictions can still come in
- Whether the defendant testifying opens the door to conviction evidence they wanted to keep out
Landmark Cases
- Luce v. United States
- Ohler v. United States
- United States v. Brewer
Article VI — Witnesses
This rule is part of Article VI — Witnesses of the Federal Rules of Evidence.
Browse All FRE RulesMaster Evidence Law with AI-Powered Study Tools
20+ tools to help you study smarter. 3-day free trial, then $9.99/month.
Start Free Trial