Article VIII — Hearsay
Rule 804: Exceptions to the Rule Against Hearsay — When the Declarant Is Unavailable as a Witness
What is Exceptions to the Rule Against Hearsay — When the Declarant Is Unavailable as a Witness?
Rule 804 provides hearsay exceptions that are available only when the declarant is unavailable to testify. The higher requirement of unavailability reflects that these exceptions are considered less reliable than the 803 exceptions — if the declarant can testify in person, they should, and these exceptions are not needed.
Source: Fed. R. Evid. 804
Rule Text
A declarant is considered unavailable if the declarant is exempted from testifying by a ruling on privilege; persists in refusing to testify despite a court order; testifies to not remembering the subject matter; cannot be present because of death or a then-existing physical or mental illness or infirmity; or is absent and the statement's proponent has not been able to procure the declarant's attendance by process or other reasonable means. A statement is not excluded by the hearsay rule if the declarant is unavailable and the statement falls within one of these exceptions: (1) former testimony given at a prior proceeding where the party against whom it is offered had an opportunity and similar motive to examine the witness; (2) a statement made under the belief of imminent death concerning the cause or circumstances of the believed impending death; (3) a statement against the declarant's interest (pecuniary, proprietary, or penal interest) so contrary to the declarant's interest that a reasonable person would not have made it unless they believed it was true; (4) a statement about personal or family history; or (5) a statement offered against a party that wrongfully caused the declarant's unavailability (forfeiture by wrongdoing).
Plain English Explanation
Rule 804 provides hearsay exceptions that are available only when the declarant is unavailable to testify. The higher requirement of unavailability reflects that these exceptions are considered less reliable than the 803 exceptions — if the declarant can testify in person, they should, and these exceptions are not needed.
The rule first defines five forms of unavailability: privilege, refusal to testify despite a court order, lack of memory, death or physical/mental incapacity, and absence where the proponent has made reasonable efforts to procure attendance. Importantly, the proponent of the statement must not have caused the declarant's unavailability through wrongdoing.
The most commonly tested exceptions are former testimony (804(b)(1)), dying declarations (804(b)(2)), and statements against interest (804(b)(3)). Former testimony from a prior trial or hearing is admissible if the opposing party had an opportunity and similar motive to cross-examine the witness. Dying declarations — statements made by someone who believes death is imminent about the cause or circumstances of their impending death — carry the weight of centuries of tradition based on the assumption that people facing death do not lie. Statements against interest are reliable because people generally do not make statements that harm their own interests unless those statements are true. The forfeiture-by-wrongdoing exception (804(b)(5)) prevents a party from profiting by making a witness unavailable through intimidation or murder.
Key Points
- 1Requires declarant unavailability — defined as privilege, refusal, lack of memory, death/incapacity, or absence despite reasonable efforts
- 2Former testimony (804(b)(1)) — prior testimony where opposing party had opportunity and similar motive to cross-examine
- 3Dying declaration (804(b)(2)) — statement made under belief of imminent death about the cause/circumstances of death
- 4Statement against interest (804(b)(3)) — statement so contrary to the declarant's interest that a reasonable person would not make it unless true
- 5Forfeiture by wrongdoing (804(b)(5)) — party who caused unavailability through wrongdoing forfeits hearsay objection
Common Exam Issues
- Establishing unavailability — what constitutes reasonable efforts to procure the declarant's attendance?
- Statements against interest: distinguishing declarations against penal interest from mere narrative — corroborating circumstances are needed when offered to exculpate a criminal defendant
- Dying declarations: the declarant must believe death is imminent (but does not actually need to die)
- Former testimony: identifying whether the opposing party had a 'similar motive' to examine the witness in the prior proceeding
Landmark Cases
- Williamson v. United States
- Crawford v. Washington
- Giles v. California
Article VIII — Hearsay
This rule is part of Article VIII — Hearsay of the Federal Rules of Evidence.
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