Criminal Law · Double Jeopardy

What Are The Defenses To Double Jeopardy in Criminal Law?

Clear answer to: What Are The Defenses To Double Jeopardy in Criminal Law? with key cases, examples, and exam tips for law students.

Short Answer

Generally, there are no defenses to double jeopardy; however, procedural irregularities can nullify prior verdicts. A defendant may argue that jeopardy has not properly attached, particularly in cases of mistrials or incomplete proceedings.

Detailed Answer

Double jeopardy, as protected under the Fifth Amendment to the U.S. Constitution, prohibits a person from being tried twice for the same offense. While it serves to safeguard against governmental overreach, there are limited circumstances that may circumvent this protection. Key defenses to double jeopardy typically revolve around the notion that jeopardy has not attached or that the preceding trial was fundamentally flawed.

For instance, if a trial results in a mistrial due to a hung jury, the defendant may not invoke double jeopardy when facing retrial. Additionally, if the case is dismissed without prejudice or if the prior prosecution was for a lesser-included offense, the defendant could be retried for a greater charge. Understanding these nuances is essential for comprehending double jeopardy's complex application in criminal proceedings.

Another important aspect is when different sovereigns are involved, such as state and federal jurisdictions. The dual sovereignty doctrine permits separate prosecutions for the same conduct if it violates both state and federal laws. Hence, a defendant may face charges in both systems without successfully asserting a double jeopardy defense.

Moreover, if a defendant is tried and found not guilty, they cannot be retried for that same crime. However, if circumstances change materially after the acquittal, such as the introduction of new evidence of substantial significance, the state might argue that new criminal conduct justifies a retrial under different charges. Thus, establishing how these principles interact is crucial for legal practitioners and scholars alike.

Key Cases
  • 1Blockburger v. United States (1932) - Established the 'same elements' test for determining whether two offenses constitute the same crime for double jeopardy purposes.
  • 2United States v. Lanza (1922) - Addressed the dual sovereignty doctrine, allowing for separate prosecutions in state and federal courts.
  • 3Oregon v. Kennedy (1982) - Clarified that prosecutorial misconduct must be intentional for a mistrial to preclude retrial under double jeopardy.
  • 4Richardson v. United States (1999) - Determined that retrial is not barred if the first trial ended in a mistrial due to a hung jury.
Practical Example

If a defendant is charged with robbery and the first trial ends in a hung jury, the prosecution may seek to retry the defendant without violating double jeopardy principles. Conversely, if the defendant was acquitted and new evidence arises that substantially alters the context of the case, the prosecution may argue for separate, new charges under a different statute.

Exam Relevance

Questions related to double jeopardy often appear in exams, typically assessing students' understanding of the Fifth Amendment protections and exceptions under various circumstances. Students should be prepared to analyze scenarios involving mistrials and the dual sovereignty doctrine.

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