State Sovereign Immunity (11th Amendment)
What is the State Sovereign Immunity (11th Amendment)?
The Eleventh Amendment bars suits against states in federal court by their own citizens or citizens of other states. This sovereign immunity can be abrogated by Congress under Section 5 of the Fourteenth Amendment or waived by the state.
Definition
The Eleventh Amendment and the broader doctrine of state sovereign immunity bar federal courts from hearing suits brought against a state by its own citizens or by citizens of another state or foreign country. The Supreme Court has interpreted this immunity broadly, extending it beyond the text of the Eleventh Amendment to encompass a general principle of state sovereign immunity rooted in the structure of the Constitution (Alden v. Maine, 1999).
Sovereign immunity can be overcome in several ways. First, a state may waive its immunity by consenting to suit, but the waiver must be unequivocal. Second, Congress may abrogate state sovereign immunity, but only when acting pursuant to its enforcement power under Section 5 of the Fourteenth Amendment, not under Article I powers such as the Commerce Clause (Seminole Tribe of Florida v. Florida, 1996). To validly abrogate, Congress must make its intention unmistakably clear and the legislation must be congruent and proportional to the constitutional violations it seeks to remedy (City of Boerne v. Flores, 1997). Third, under the Ex parte Young doctrine (1908), suits for prospective injunctive relief may be brought against state officials in their official capacity, even though the state itself is immune.
Sovereign immunity applies to suits against the state itself, its agencies, and its arms (including state universities in most contexts), but it does not bar suits against local governments, municipalities, or counties. The distinction between state entities (immune) and local entities (not immune) frequently arises on exams. The doctrine remains controversial, with critics arguing it allows states to violate federal law without accountability.
Key Elements
- 1The suit must be against a state, state agency, or arm of the state (not a local government or municipality)
- 2The suit must be in federal court or, under Alden, in the state's own courts on a federal claim
- 3Exceptions: the state has waived immunity, Congress has validly abrogated under the Fourteenth Amendment Section 5, or the suit seeks prospective injunctive relief against a state official (Ex parte Young)
- 4Congressional abrogation requires unmistakably clear intent and congruent and proportional legislation
- 5Waiver must be express and unequivocal
Landmark Cases
Hans v. Louisiana
134 U.S. 1 (1890)
Extended sovereign immunity to suits by a state's own citizens, beyond the literal text of the Eleventh Amendment
Seminole Tribe of Florida v. Florida
517 U.S. 44 (1996)
Held that Congress cannot abrogate state sovereign immunity using its Article I powers; only Section 5 of the Fourteenth Amendment suffices
Ex parte Young
209 U.S. 123 (1908)
Created an exception allowing suits for prospective injunctive relief against state officials acting in their official capacity
Alden v. Maine
527 U.S. 706 (1999)
Extended state sovereign immunity to suits in the state's own courts, holding it is a structural constitutional principle
City of Boerne v. Flores
521 U.S. 507 (1997)
Established the congruent and proportional test for Congress's Section 5 enforcement power, limiting abrogation of sovereign immunity
Exam Tips
- Always determine whether the defendant is a state entity (immune) or a local government (not immune) -- municipalities are not protected by sovereign immunity
- Know the three exceptions: waiver, congressional abrogation under Section 5, and Ex parte Young prospective relief against officials
- Remember that Congress CANNOT abrogate sovereign immunity under Article I (Commerce Clause, Spending Clause, etc.) -- only Section 5 of the Fourteenth Amendment
- Ex parte Young applies only to prospective injunctive relief, not retroactive monetary damages
Common Mistakes to Avoid
- Assuming Congress can abrogate sovereign immunity under any Article I power -- after Seminole Tribe, only Section 5 of the Fourteenth Amendment works
- Confusing suits against state officials in their official capacity (Ex parte Young for injunctions) with suits against state officials in their personal capacity (no sovereign immunity, but qualified immunity may apply)
- Assuming that sovereign immunity bars all suits involving states -- waiver, abrogation, and Ex parte Young provide important exceptions
Memory Aid
WAY around sovereign immunity: Waiver, Abrogation (Section 5 only), Young (prospective injunctive relief against officials)