Maryland

Ernst & Ernst v. Hochfelder in Maryland Law

How Ernst & Ernst v. Hochfelder applies in Maryland: state-specific rules, key cases, and bar exam notes for Securities Law.

State Approach

Maryland law aligns closely with the principles established in Ernst & Ernst v. Hochfelder, particularly regarding the definition of scienter in securities fraud cases. The state imposes a similar requirement for plaintiffs to demonstrate intent or severe recklessness in the context of fraudulent misrepresentation.

State Rule
In Maryland, to establish a claim for securities fraud, a plaintiff must prove that the defendant acted with scienter, defined as an intent to deceive or severe recklessness.
Significant State Cases

State v. Treworgy

The court held that material misrepresentations in the sale of securities require the plaintiff to prove the defendant's intent to deceive.

Hoffman v. Axiom

The court reiterated that Maryland securities laws require proof of scienter when alleging fraud, consistent with Ernst & Ernst.

Widman v. McMullan

This case clarified the standards of recklessness that satisfy the scienter requirement in securities litigation.

Comparison to Federal Law

Maryland's approach to scienter aligns with the federal standard outlined in Ernst & Ernst. While the federal standard governs securities fraud cases, Maryland does not deviate significantly in its application of scienter, maintaining consistency with federal interpretation.

Bar Exam Note

Understanding the requirements for proving securities fraud, including the need for scienter, is crucial for the Maryland bar exam. Questions may focus on distinguishing between negligence and the required level of intent.

Practice Pointers
  • Always establish the elements of fraud, focusing on misrepresentation, reliance, and damages.
  • Be prepared to analyze facts for indications of scienter, differentiating between intent and simple negligence.
  • Keep abreast of any changes in both federal and state securities laws that might affect the application of what constitutes scienter.

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