Corporate Law

Delaware v. New York — Study Notes

507 U.S. 490 (1993)

Study notes for Delaware v. New York: professor notes, cold call prep, exam angles, and memory aids.

The state of incorporation is entitled to escheat unclaimed securities when the owner is unknown.
Professor Notes

Delaware v. New York established a pivotal precedent regarding the escheatment of unclaimed securities. The Supreme Court underscored the principle that the state of incorporation holds paramount rights over unclaimed property when the owner's identity is unknown. Professors may emphasize the implications of this ruling on other states' unclaimed property laws and the advantages of Delaware as a corporate haven, given that many corporations choose to incorporate there. This case also raises important questions about the rights of states and the interests of unclaimed property holders vs. state administrations in managing such unclaimed assets efficiently.

Cold Call Prep
  1. 1What was the primary issue in Delaware v. New York regarding unclaimed securities?
  2. 2How did the Supreme Court resolve the conflict between Delaware and New York in this case?
  3. 3What implications does this case have for states' unclaimed property laws?
  4. 4Discuss the significance of the ‘state of incorporation’ principle established in this case.
  5. 5Can you explain the rationale the Court used to determine which state had a stronger claim?
  6. 6What are the potential impacts on corporations resulting from this ruling?
  7. 7Are there any limitations or criticisms of the Court’s decision in Delaware v. New York?
Mnemonic Device

InCorp - Incorporation dictates the escheat.

Distinguish From
CaseDistinction
Texas v. New JerseyTexas v. New Jersey concerned the priority of claims to unclaimed property held in financial institutions, focusing on the owner's address rather than the incorporation location.
Pennsylvania v. New YorkThis case involved the interpretation of state laws on escheatment, but did not directly address the issue of incorporation as it pertains to unclaimed securities.
Policy Arguments

For the Rule

Allowing the state of incorporation to escheat unclaimed property encourages corporate accountability and provides stability in corporate governance.

Against the Rule

This rule may lead to inequities as states where intermediaries are located may have legitimate claims to the property, potentially leading to a race to the bottom in state governance.

Class Discussion Points
  • Discuss how the ruling affects the perception of Delaware as a corporate-friendly state.
  • Evaluate the fairness of the escheatment process for owners of unclaimed securities.
  • Examine the impact of this ruling on the relationship between states in terms of unclaimed property.
  • Analyze how this decision fits within the broader context of corporate law and state regulation.
  • Consider the tension between state rights and the needs of corporate entities in the realm of unclaimed property.
Exam Angle

Delaware v. New York is often examined in the context of state authority over unclaimed property and the rights of a corporation's state of incorporation versus the state where property is held. Students may be asked to analyze the implications of this ruling on corporate governance and state-power dynamics.

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