False Claims Act

Totten v. American National Red Cross — Study Notes

United States ex rel. Totten v. American National Red Cross, 381 F.3d 61 (D.C. Cir. 2004)

Study notes for Totten v. American National Red Cross: professor notes, cold call prep, exam angles, and memory aids.

The American National Red Cross is a 'person' under the FCA and must present claims to federal officials for actionability.
Professor Notes

In Totten v. American National Red Cross, the core issue revolved around whether the American National Red Cross qualifies as a 'person' under the False Claims Act (FCA) and whether it is exempt from FCA liability as an instrumentality of the federal government. The D.C. Circuit ruled that the Red Cross is indeed a 'person' subject to the FCA, thus emphasizing the distinct legal identity of the organization apart from the federal government. This ruling highlights significant implications for FCA interpretations concerning organizations that receive federal funding but operate independently.

Additionally, the court's interpretation of the pre-2009 version of § 3729(a)(1) mandated that a claim must be presented to a federal officer or employee to satisfy the statute's requirements. Claims submitted solely to non-federal entities were insufficient. This ruling draws attention to the importance of presentment under the FCA, which is a critical element that practitioners must ensure is sufficiently established in any qui tam action.

Cold Call Prep
  1. 1Explain whether the Red Cross is considered a 'person' under the FCA.
  2. 2Discuss the importance of the presentment requirement in the FCA.
  3. 3What were the implications of the court's ruling regarding federal entity immunity?
  4. 4How would the outcome differ if the claims were presented to federal officers?
  5. 5What is the relevance of this case in the context of federally funded organizations?
  6. 6Critique the court’s interpretation of the pre-2009 FCA requirements.
Mnemonic Device

PRIME: Person, Red Cross, Immunity, Must present, Exceptions.

Distinguish From
CaseDistinction
United States v. HHSIn HHS, the government itself was found liable under the FCA due to direct claims against federal programs, unlike the Red Cross case which involved a non-governmental entity.
United States ex rel. Marsteller v. WernickiMarsteller focused on the requirement of intent under the FCA, while Totten concentrated on the identity of the defendant and the presentment requirement.
Policy Arguments

For the Rule

Recognizing organizations like the Red Cross as 'persons' under the FCA promotes accountability and ensures adherence to federal guidelines when using public funds.

Against the Rule

Imposing FCA liability on organizations associated with the government may discourage public-private partnerships and reduce overall effectiveness in public service provision.

Class Discussion Points
  • The balance between federal oversight and organizational autonomy.
  • The effects of FCA liability on not-for-profit entities.
  • Strategies relators might use to establish presentment in FCA claims.
Exam Angle

On exams, this case may appear in hypotheticals involving the interpretation of 'persons' under the FCA and challenges related to the presentment requirement. Students should be prepared to analyze the implications of organizational liability under the FCA.

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