Corporate Law

Unocal v. Mesa Petroleum — Study Notes

493 A.2d 946 (Del. 1985)

Study notes for Unocal v. Mesa Petroleum: professor notes, cold call prep, exam angles, and memory aids.

A corporate board may employ defensive measures against a takeover bid if there are reasonable grounds to believe a threat exists and the response is proportional to that threat.
Professor Notes

Unocal v. Mesa Petroleum is a landmark case that established a two-prong test for assessing the legality of defensive measures undertaken by corporate boards in response to potential hostile takeovers. Professors will underscore the importance of the board's duty to protect shareholder interests while balancing shareholder value against any perceived threats. The case profoundly illustrates the board's discretion in determining what constitutes a reasonable response to an imminent takeover threat. This reflects the fiduciary responsibility of the board and sets precedents for future hostile takeover defenses.

In discussing this case, emphasis should be placed on how Delaware law affords boards of directors significant leeway to act in what they perceive to be the best interests of the corporation. The outcome reinforces the notion that any defensive measures taken must not only respond to a credible threat, but also maintain proportionality, aligning the corporate response with the nature of the takeover attempt. This dual requirement curtails potential abuses of shareholder rights while permitting necessary corporate governance actions.

Cold Call Prep
  1. 1Can you explain the two-prong Unocal test?
  2. 2What were the perceived threats that led Unocal to act?
  3. 3How did the court determine the actions taken by Unocal were proportional?
  4. 4In what ways does Unocal v. Mesa Petroleum influence modern corporate governance?
  5. 5Describe a potential counterargument against Unocal's defense.
  6. 6How does this case interact with principles of shareholder primacy?
Mnemonic Device

U-P-C: Unocal's Perceived Coercion (to remember the two prongs of threat perception and proportional response)

Distinguish From
CaseDistinction
Revlon, Inc. v. MacAndrews & Forbes Holdings, Inc.Revlon deals with the duty of boards during the sale of a company, focusing on maximizing shareholder value, whereas Unocal focuses on defensive measures against hostile takeovers.
Smith v. Van GorkomSmith addresses the duty of care in decision-making processes by directors, while Unocal concerns the responses to external threats and the justification of those responses.
Policy Arguments

For the Rule

Allowing boards to take defensive measures protects companies and their shareholders from coercive and inadequate offers that do not reflect true company value.

Against the Rule

Too much leeway may lead to entrenched boards that prioritize their own interests over those of shareholders, potentially resulting in missed opportunities for maximizing share value.

Class Discussion Points
  • What implications do the rulings in Unocal have for the balance of power between shareholders and boards?
  • How might a corporation assess what constitutes a 'credible threat'?
  • Discuss the potential consequences of boards interpreting threats too broadly.
  • Examine the history of corporate entrenchment and its relevance to Unocal's case.
  • Consider how the Unocal test has influenced shareholder activism and modern corporate governance.
Exam Angle

Students may be asked to analyze the application of the Unocal test in hypothetical exam scenarios involving hostile takeovers. Understanding how to evaluate both prongs of the test will be crucial.

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