Article 3 — Negotiable Instruments · Section 3-115

UCC § 3-115

Quick Answer

What does UCC § 3-115 cover?

Understanding UCC § 3-115 regarding the effect of indorsements on the instruments.

Source: U.C.C. § 3-115

Official Text
A note is not rendered non-negotiable by a statement that it is "non-negotiable" or by a similar statement.
Plain Language

UCC § 3-115 states that if a negotiable instrument, such as a note, includes wording suggesting it is non-negotiable, it does not actually affect the instrument's status as negotiable. Essentially, parties cannot unilaterally alter the inherent negotiability of an instrument through such statements.

Key Definitions

Negotiable Instrument

A signed document that promises a sum of payment to a specific entity or the bearer, which is transferable.

Indorsement

The signature or statement attached to a negotiable instrument that signifies the transfer of rights.

Practical Examples

Example 1

If a borrower issues a promissory note stating 'This note is non-negotiable,' it remains a negotiable instrument and can still be transferred to others.

Example 2

A check marked with a statement like 'This check is not negotiable' can still be endorsed and cashed by the holder, as the note's terms don't affect its negotiability.

Common Exam Issues
  • Discuss the implications of indorsements in altering negotiability under UCC § 3-115.
  • Analyze scenarios where language in the body of the instrument conflicts with its negotiable status.
Related Sections
  • ucc-3-104
  • ucc-3-106

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