Article 3 — Negotiable Instruments · Section 3-401

UCC § 3-401

Quick Answer

What does UCC § 3-401 cover?

Explore the primary elements concerning the creation and execution of negotiable instruments under UCC § 3-401.

Source: U.C.C. § 3-401

Official Text
A person is not liable on an instrument unless the person signed the instrument. The signature of an unauthorized person is ineffective except as provided in Section 3-403.
Plain Language

This section establishes that only individuals who have signed a negotiable instrument can be held liable on it. If a person does not authorize their signature, they may not be held accountable, unless specific provisions apply.

Key Definitions

Negotiable Instrument

A written document that promises to pay a specific amount of money to a specified person or bearer under certain conditions.

Signature

Any name, mark, or designation that is executed or adopted by an individual to authenticate a writing.

Practical Examples

Example 1

A check signed by an individual is enforceable against them as long as it was their signature that appeared on the check.

Example 2

If a bank processes a check that has been forged, the bank cannot hold the person from whom the check was stolen liable due to the lack of a valid signature.

Common Exam Issues
  • Can a person be held liable for a negotiable instrument if their name is forged?
  • What are the implications of signing an instrument on behalf of a corporation or another person?
  • How does UCC § 3-401 interact with the issue of agency and authority?
Related Sections
  • ucc-3-402

Master UCC Guides with Briefly

Get AI-powered study tools, practice questions, and comprehensive legal resources.