Article 3 — Negotiable Instruments · Section 3-402

UCC § 3-402

Quick Answer

What does UCC § 3-402 cover?

This section outlines the liability of an agent signing a negotiable instrument on behalf of a principal.

Source: U.C.C. § 3-402

Official Text
UCC § 3-402 states that an authorized representative who signs a negotiable instrument may be held liable on the instrument unless the signature indicates that the representative is acting in a representative capacity. In such cases, the liability falls on the principal, not the agent.
Plain Language

This section explains that if an agent signs a negotiable instrument (like a check) on behalf of their principal (the person they represent), the agent may be liable unless they clearly indicate they are signing as the agent. If done correctly, the responsibility rests with the principal, not the agent.

Key Definitions

Agent

An individual authorized to act on behalf of another (the principal) in transactions.

Negotiable Instrument

A signed document that promises a sum of payment to a specific person or the bearer, such as checks, promissory notes, and drafts.

Principal

The person or entity that authorizes an agent to act on their behalf.

Practical Examples

Example 1

If Jane signs a check as 'Jane Doe, Agent for XYZ Corp.' the check may hold XYZ Corp. liable instead of Jane, as long as her agency is clear.

Example 2

If John signs a promissory note simply as 'John Smith', he may be personally liable unless he clearly indicates he is signing on behalf of another party.

Common Exam Issues
  • Confusion between agent's personal liability versus the principal's liability.
  • Importance of clearly indicating agency in a signature.
  • Differences in handling liability in cases of unauthorized signatures.
  • Interpretation of what constitutes a clear indication of an agent's representative capacity.
Related Sections
  • ucc-3-401
  • ucc-3-403
  • ucc-3-406

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