Article 3 — Negotiable Instruments · Section 3-405

UCC § 3-405

Quick Answer

What does UCC § 3-405 cover?

UCC § 3-405 addresses the liability of unauthorized signers on negotiable instruments, providing clarity on the circumstances under which a party may be held responsible.

Source: U.C.C. § 3-405

Official Text
A signature is made without authority if the signer makes it without having been authorized to do so. If a person signs as drawer of an instrument without having the authority to do so, that person is liable to a holder in due course who pays the instrument.
Plain Language

UCC § 3-405 outlines the consequences when someone signs a negotiable instrument without authorization. This section establishes that the unauthorized signer may still be held liable to a holder in due course.

Key Definitions

Holder in Due Course

A holder who has taken a negotiable instrument for value, in good faith, and without notice of any defects.

Unauthorized Signature

A signature made by a person who does not have authorization from the proper party to sign on their behalf.

Practical Examples

Example 1

A bank pays a check signed by a person who falsified a signature without the account holder's consent. If the bank is deemed a holder in due course, the unauthorized signer may still be liable.

Example 2

An employee signs a company check without permission. If the check is negotiated to a third party who is a holder in due course, the unauthorized signer can be held liable for the amount of the check.

Common Exam Issues
  • Discuss the implications of unauthorized signatures on the validity of negotiable instruments.
  • Analyze scenarios where the holder in due course doctrine applies despite an unauthorized signature.
  • Evaluate defenses available to the unauthorized signer in claims brought by holders in due course.
Related Sections
  • ucc-3-404
  • ucc-3-406

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