Article 3 — Negotiable Instruments · Section 3-407

UCC § 3-407

Quick Answer

What does UCC § 3-407 cover?

This section addresses the issue of signatures made by unauthorized persons and their effects in the context of negotiable instruments.

Source: U.C.C. § 3-407

Official Text
A signature is ineffective unless the signer is an agent of the person whose name is signed or the signer is authorized.
Plain Language

UCC § 3-407 explains that if a person who signs a negotiable instrument is not authorized to do so, their signature is not legally valid. This means that the document cannot be enforced against the principal or entity they purported to represent.

Key Definitions

Unauthorized Signature

A signature made by an individual without the authority of the person whose name appears on the instrument.

Agent

An individual authorized to act on behalf of another person, particularly in signing legal documents.

Practical Examples

Example 1

A bank check signed by an employee without authorization from the account holder is invalid under UCC § 3-407.

Example 2

A promissory note signed by an executive who does not have the authority to bind the corporation would not be enforceable against the corporation.

Common Exam Issues
  • Determine the validity of a signature made by an unauthorized person.
  • Analyze the implications of a forged signature on the enforcement of a negotiable instrument.
Related Sections
  • ucc-3-404
  • ucc-3-405

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