Article 3 — Negotiable Instruments · Section 3-408

UCC § 3-408

Quick Answer

What does UCC § 3-408 cover?

UCC § 3-408 addresses the concept of instrument validity and the impact of illegality or fraud on negotiable instruments.

Source: U.C.C. § 3-408

Official Text
An instrument is not payable if it is expressed to be payable 'for value received' and the holder has not actually received value; or if it is issued to secure an obligation, the holder is not liable for the obligor's debt on the instrument and is not subject to defenses typically available to the obligor.
Plain Language

UCC § 3-408 states that a negotiable instrument may be considered void if it was issued for illegal or fraudulent purposes, meaning if the reason behind its issuance violates public policy or laws. This section helps delineate the responsibilities of holders in determining the validity of negotiable instruments.

Key Definitions

Negotiable Instrument

A written document promising to pay a specified sum of money to a designated person or the bearer, at a specified future date or on demand.

Value

Consideration received by the issuer of the instrument in exchange for the instrument, which is typically a benefit or legal right.

Practical Examples

Example 1

A borrower issues a promissory note to a lender but the loan is based on a contract for illegal activities; the note may be void under UCC § 3-408.

Example 2

If a check is written to pay for a service that is illegal, the holder of the check may not be able to enforce it because it was issued for an unlawful purpose.

Common Exam Issues
  • Analysis of whether the instrument was issued for an illegal purpose.
  • Determining the circumstances under which the holder of the instrument can assert defenses based on the nature of the original obligation.
  • Understanding the impact of UCC § 3-408 on holder in due course status.
Related Sections
  • ucc-3-305

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