Article 3 — Negotiable Instruments · Section 3-414

UCC § 3-414

Quick Answer

What does UCC § 3-414 cover?

An overview of UCC § 3-414, detailing the liability of indorsers on negotiable instruments.

Source: U.C.C. § 3-414

Official Text
An indorser is liable on an instrument according to its terms at the time it was indorsed, or if it was incomplete when it was indorsed, according to its terms as completed. The indorser may be liable to a subsequent holder for the amount due, unless the instrument was dishonored and the indorser has not been properly notified of the dishonor.
Plain Language

UCC § 3-414 holds that an indorser (a person who signs a negotiable instrument) is responsible for the payment of the instrument according to its terms at the time they signed it. If the instrument is dishonored, the indorser can be held liable unless they weren't properly notified of the dishonor.

Key Definitions

Indorser

A person who transfers a negotiable instrument by signing it over to another party.

Negotiable Instrument

A signed document promising a specific amount of payment to the bearer or designated party.

Dishonor

The failure to meet the payment or acceptance of a negotiable instrument.

Practical Examples

Example 1

A check signed by Alice is indorsed to Bob, who later forges Alice's signature and presents it for payment. If the check bounces, Alice can still be liable for payment to Bob if he can prove it was the original check.

Example 2

John indorses a promissory note to Sarah. If the note is not paid by the maker, and Sarah notifies John of the dishonor, John must honor the note unless there are other defenses.

Common Exam Issues
  • Distinguishing between different types of indorsers and their respective liabilities.
  • Understanding the requirements for proper notice of dishonor.
  • Issues relating to incomplete instruments at the time of indorsement.
  • The distinction between primary liability and secondary liability for negotiable instruments.
Related Sections
  • ucc-3-413
  • ucc-3-415
  • ucc-3-417

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