Article 9 — Secured Transactions · Section 9-516

UCC § 9-516

Quick Answer

What does UCC § 9-516 cover?

This section outlines the requirements for a secured party's authorization to file a financing statement, including the necessary information and the process for amending or terminating such statements.

Source: U.C.C. § 9-516

Official Text
A financing statement is effective only if it is filed in a location that is authorized by the section, and it must provide the name of the debtor and the secured party, along with a description of the collateral. Upon termination or satisfaction of the secured obligation, the secured party shall promptly file a termination statement.
Plain Language

UCC § 9-516 explains what information must be included in a financing statement to make it valid and where it should be filed. Additionally, it describes the steps a secured party must take to terminate a financing statement once the debt has been paid or the secured obligation has ended.

Key Definitions

Financing Statement

A document filed to perfect a security interest in collateral, which provides notice to third parties of the secured party’s interest.

Secured Party

A lender or other entity that holds an interest in collateral to secure a loan or obligation.

Debtor

An individual or entity that owes payment or performance of an obligation secured by a security interest.

Practical Examples

Example 1

A bank files a financing statement to secure its interest in a borrower's machinery which serves as collateral for a loan.

Example 2

A car dealership files a financing statement to perfect its security interest in vehicles that customers finance through them.

Example 3

A supplier files a termination statement once a manufacturer pays off a loan secured by inventory.

Common Exam Issues
  • Examining the consequences of improper filing of a financing statement.
  • Determining the priority of different secured creditors based on their filed statements.
  • Understanding the requirements for amendments to financing statements and the effect of failure to amend.
Related Sections
  • ucc-9-510
  • ucc-9-512
  • ucc-9-513

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